Conflict of Interest Policy
Version: 1.1
Effective Date: 10/08/2026
Review Date: Annually unless otherwise indicated (10/08/2027)
Approved By: Mia Raunik (Business Owner)
The purpose of this policy is to ensure that all services provided by Mia Raunik Support Services are delivered ethically, transparently, and in the best interests of NDIS participants. This policy outlines how actual, potential, and perceived conflicts of interest are identified, disclosed, managed, and monitored to uphold participants' rights to choice and control.
Scope
This policy applies to:
Directors and business owners
Employees
Contractors
Students
Volunteers
Consultants
Any person acting on behalf of Mia Raunik Support Services
Policy Statement
Mia Raunik Support Services is committed to:
Acting honestly, ethically and transparently.
Placing the participant's interests above the business's interests.
Supporting participants to make informed decisions free from influence.
Preventing conflicts of interest from affecting service delivery.
Complying with the NDIS Code of Conduct and Practice Standards.
Where a conflict of interest exists, or may reasonably be perceived to exist, it will be disclosed and managed appropriately.
Definitions
Actual Conflict of Interest - An actual conflict occurs when a person's personal, financial or professional interests directly influence their professional duties.
Potential Conflict of Interest - A situation where a conflict could reasonably arise in the future.
Perceived Conflict of Interest - A situation where others may reasonably believe a conflict exists, even if it does not influence decision-making.
Examples of Conflicts of Interest
Examples include, but are not limited to:
Referring participants to a business owned by yourself, a family member or close associate without fully disclosing the relationship.
Receiving gifts, commissions or financial incentives from service providers.
Accepting payments or benefits for referrals.
Influencing participants to choose particular providers for personal or business gain.
Providing services where a close personal relationship may impair professional judgement.
Using confidential participant information for personal benefit.
Employing family members without appropriate management of potential conflicts.
Having outside employment that affects impartiality.
Responsibilities
Mia Raunik Support Services is responsible for:
promoting ethical decision-making
reviewing declared conflicts
implementing management strategies
ensuring compliance with NDIS requirements
reviewing this policy annually
avoid conflicts wherever possible
disclose actual, potential and perceived conflicts immediately
act in the participant's best interests
maintain professional boundaries
comply with this policy
Declaring a Conflict
All workers at Mia Raunik Support Services must disclose conflicts:
before commencing work with participants where possible
immediately upon becoming aware of the conflict
whenever circumstances change
Declarations should include:
nature of the conflict
people involved
potential impact
suggested management strategies
Managing Conflicts
Management strategies must include:
full disclosure to the participant
obtaining informed participant consent
declining or ending the service where necessary
Participant Choice and Control
Mia Raunik Support Services is committed to participant choice and control. We are committed to never:
pressure participants to use a preferred provider
limit participant choice
withhold information about alternative providers
accept referral commissions or incentives
recommend services based on financial gain
Participants will always receive information about multiple suitable providers where available.
Participants remain free to choose, change or refuse any provider.
Gifts, Benefits and Hospitality
Mia Raunik Support Services will not engage in the following:
soliciting gifts
accepting money from participants
accepting commissions
accepting benefits that could influence professional judgement
Small tokens of appreciation (for example, inexpensive thank-you cards or homemade gifts) may be accepted where they do not influence service delivery and are documented in participant electronic health record.
Cash or cash equivalents must never be accepted.
Referrals
Where referrals are made:
recommendations will be based solely on participant needs and preferences
any existing relationship with the provider will be disclosed
participants will be offered genuine alternatives wherever possible
referral decisions will be documented
Soliciting Clients from Concurrent or Previous Employment
To preserve ethical practice, Mia Raunik will not solicit, canvass, or otherwise actively encourage a participant or client of a concurrent or previous employer, contractor engagement, or other professional role to transfer their support arrangements to Mia Raunik Support Services. This includes indirect solicitation, such as advertising directly to a known client base or prompting a client to make an approach.
Where a current or former client of a concurrent or previous employer approaches Mia Raunik Support Services organically without solicitation, invitation or encouragement from the worker the worker may accept the engagement only where all of the following are met:
the approach was genuinely unprompted and not suggested or influenced by the worker in any way
accepting the engagement does not breach any contractual, confidentiality, non-compete or non-solicitation obligations owed to the concurrent or former employer
the change of provider genuinely reflects the participant's free and informed choice and is in their best interests
any conflict of interest arising from the prior or existing relationship is disclosed and managed in line with this policy (see Declaring a Conflict)
the engagement, including how the approach occurred and the basis for accepting it, is documented in the participant's record
Where any of these conditions cannot be met, the worker must decline the engagement and, where appropriate, support the participant to find an alternative provider.
Recording Conflicts
A Conflict of Interest Note will be recorded in a participant’s electronic health record, and include:
date declared
description of conflict
participant impacts
management strategy
review date
outcome
Continuous Improvement
Conflict of interest management will be reviewed through:
annual policy reviews
staff supervision
participant feedback
internal audits
complaints analysis
Lessons learned will inform ongoing improvements to business practices.
Related Documents
Individual Service Agreement
Complaints and Feedback Policy
Privacy and Confidentiality Policy
Legislative and Regulatory References
This policy is informed by:
National Disability Insurance Scheme Act 2013
NDIS Code of Conduct
NDIS Practice Standards and Quality Indicators
National Disability Insurance Scheme (Provider Registration and Practice Standards) Rules 2018
Privacy Act 1988
Australian Privacy Principles
